Compliance Officer (From BFSI/ Broking)

Mumbai

**About the Opportunity** A fast-growing player in the BFSI (Banking, Financial Services \& Insurance) sector, we build compliant, scalable, and audit-ready processes for regulated financial institutions across India. Our compliance team ensures seamless alignment with RBI, SEBI, IRDAI, and PCAF frameworks---enabling secure operations, mitigating regulatory risk, and powering trusted client relationships through intelligent governance. **Role \& Responsibilities** * Monitor, interpret, and implement evolving regulatory requirements across RBI, SEBI, IRDAI, and other financial sector bodies. * Conduct regular internal audits and gap assessments to ensure adherence to KYC, AML, CDD, and Sanctions Screening frameworks. * Lead preparation and submission of statutory reports, audit responses, and regulatory filings with zero delays or penalties. * Partner with Legal, Risk, and Operations to embed compliance guardrails into new product launches, process workflows, and vendor onboarding. * Design and deliver compliance awareness programs and training modules for front-line and support teams. * Maintain a real-time compliance dashboard tracking control effectiveness, audit findings, and remediation timelines. **Skills \& Qualifications** **Must-Have** * RBI Compliance * SEBI Regulations * AML/KYC Frameworks * Internal Audit * Statutory Reporting * Regulatory Gap Analysis * Compliance Risk Assessment * IRDAI Guidelines **Preferred** * PCAF Framework * ISO 27001 Compliance * FinTech Compliance Experience **Benefits \& Culture Highlights** * On-site collaboration with cross-functional teams in a dynamic BFSI innovation hub. * Direct exposure to senior leadership and regulatory strategy planning. * Continuous learning budget for certifications in financial compliance \& risk.